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Annual SRO Reports

To view the 2013 edition of the Strate Regulatory and Supervisory report click here
To view the 2012 edition of the Strate Regulatory and Supervisory report click here
To view the 2011 edition of the Strate Regulatory and Supervisory report click here
To view the 2010 edition of the Strate Regulatory and Supervisory report click here
To view the 2009 edition of the Strate Regulatory and Supervisory report click here
To view the 2008 edition of the Strate Regulatory and Supervisory report click here
To view the 2007 edition of the Strate Regulatory and Supervisory report click here
To view the 2006 edition of the Strate Regulatory and Supervisory report click here
 

Strate Circular

Introduction
The purpose of this Circular is to provide guidance for registered auditors when reporting in terms of the Central Securities Depository (CSD) Rules and the Securities Services Act (SSA) on the Participant’s compliance with the relevant sections of the SSA. This Circular contains the ‘agreed-upon procedures’ to be performed by the registered auditor of a Participant regarding the implementation and operating effectiveness of key controls (identified by management of the Participant), that are designed to meet the control objectives (specified by Strate), for transactions relating to the settlement, custody and administration, of Strate eligible securities. The format for the registered auditor’s factual findings report is set out in the appendix.

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Strate Informa Articles

To view the April 2013 STRATE Supervision Informa click here
To view the STRATE Supervision Informa - January 2013, Special Edition click here
To view the January 2013 STRATE Supervision Informa click here
To view the December 2012 STRATE Supervision Informa click here
To view the August 2012 STRATE Supervision Informa click here
To view the April 2012 STRATE Supervision Informa click here
To view the February 2012 STRATE Supervision Informa click here
To view the September 2011 STRATE Supervision Informa click here
To view the March 2011 STRATE Supervision Informa click here
To view the December 2010 STRATE Supervision Informa click here
To view the July 2010 STRATE Supervision Informa click here
To view the June 2010 STRATE Supervision Informa click here
To view the February 2010 STRATE Supervision Informa click here
To view the December 2009 STRATE Supervision Informa click here
To view the October 2009 STRATE Supervision Informa click here
To view the August 2009 STRATE Supervision Informa click here
To view the December 2008 STRATE Supervision Informa click here
To view the November 2008 STRATE Supervision Informa Newsflash click here
To view the October 2008 STRATE Supervision Informa click here
To view the April 2008 STRATE Supervision Informa click here
To view the January 2008 STRATE Supervision Informa click here
To view the June 2007 STRATE Supervision Informa click here