| SA.1 |
Application Form to Become a CSD Participant |
| SA.2 |
Requirements for Financial Soundness |
| SA.3 |
Client Acceptance Procedure |
| SA.4 |
Requirements for Own Name Clients |
| SA.5 |
Provision for Bi-Annual Statements |
| SA.6 |
Strate Compliance Officer Appointments |
| SA.7 |
Application for Approval of a Nominee |
| SA.8 |
File Layout for Disclosure of Beneficial Ownership (BND) - Equities and Bonds |
| SA.9 |
Segregated Depository Accounts: Opening, Administration and other Procedures |
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| Section B |
Dematerialisation |
| SB.1 |
Procedure for Conversion of Certificated Equities to Uncertificated Equities and Vice Versa |
| SB.2 |
Procedure for Conversion of Certificated Bonds to Uncertificated Bonds and Vice Versa |
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| Section C |
Equities |
| SC.1 |
Operational Market Windows - On-market - Equities |
| SC.2 |
Operational Market Windows - Off-market - Equities |
| SC.3 |
Special Circumstances for the Reversal of Commitments - Equities |
| SC.4 |
Processing of Corporate Actions - Equities |
| SC.5 |
Proxy Voting Procedure - Domestic Companies - Equities |
| SC.6 |
Proxy Voting Procedure - Foreign Incorporated Companies - Equities |
| SC.7 |
Operational Market Windows - Unlisted - Equities |
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| Section D |
Bonds |
| SD.1 |
Operational Market Windows - On-Market - Bonds |
| SD.2 |
Operational Market Windows - Off-market - Bonds |
| SD.3 |
Processing of Capital Events - Bonds |
| SD.4 |
Proxy Voting Procedure - Bonds |
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| Section E |
Money Market Securities |
| SE.1 |
Issuing of Money Market Securities |
| SE.2 |
Master File Administration - Money Market Securities |
| SE.3 |
Operational Market Windows - Money Market Securities |
| SE.4 |
Electronic Trade Reporting, Matching, Clearing, Commitment and Settlement - Money Market Securities |
| SE.5 |
Processing of Capital Events - Money Market Securities |
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| Section F |
Fines |
| SF.1 |
Fines Schedule - Rules |
| SF.2 |
Fines Schedule - On-market and Off-market - Equities |
| SF.3 |
Fines Schedule - On-market and Off-market - Bonds |
| SF.4 |
Fines Schedule - Compliance |
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| Section G |
Fees |
| SG.1 |
Fees - Equities |
| SG.2 |
Fees - Bonds |
| SG.3 |
Fees - Money Market Securities |
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