Archive | STRATE Supervision RSS feed for this section

The Roles of a CSD: Player and Referee

Strate’s business is to provide post-trade securities services to clients in its financial markets (referred to as the CSD function). Strate’s clients are CSD Participants, who in some cases, are also its shareholders. Strate also operates as a regulatory authority. How does it reconcile these roles as both player and referee?

Read full story Comments { 0 }

Save the Date: STRATE Supervision Conference

During 2012, STRATE Supervision (the independent operational unit that supervises Strate’s CSD Participants) hosted its second supervision and compliance conference. The aim of the conference was to educate and highlight the various compliance developments and current issues within the securities industry. The key theme of the conference held during 2012 focused on the impact of the 2008 financial […]

Read full story Comments { 0 }

Regulatory and Supervisory Report Now Available

STRATE Supervision has published the 9th edition of the Regulatory and Supervisory Report. In an effort to remain environmentally friendly, the report will only be available in electronic format and will no longer be distributed in print. To download a copy of the report, visit:  http://www.strate.co.za/supervision/publication.

Read full story Comments { 0 }